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Christopher Commission
Results: 605

#	Item
501	JOINT RELEASE FOR IMMEDIATE RELEASE December 21, 2006 U.S. Securities and Exchange Commission (SEC) Add to Reading List Source URL: www.fincen.gov Language: English - Date: 2008-03-12 08:11:24 Financial crimes Crime Finance Financial Crimes Enforcement Network United States Department of the Treasury Bank Secrecy Act Money laundering U.S. Securities and Exchange Commission Christopher Cox Tax evasion Financial regulation Business
502	Investor Education and Assistance Our investor education and assistance staff serves investors who complain to the SEC about investment fraud or the mishandling of their investments by securities professionals. The staf Add to Reading List Source URL: www.sec.gov Language: English - Date: 2000-09-08 09:47:56 Investment Securities Corporate crime U.S. Securities and Exchange Commission Securities fraud Investor education Financial Industry Regulatory Authority Investing online Christopher Cox Financial economics Economics Finance
503	Ralph C. Derbyshire Senior Vice President and Deputy General Counsel FMR LLC Legal Department Mail : 82 Devonshire Street V7A, Boston, MA[removed] Add to Reading List Source URL: www.dol.gov Language: English - Date: 2014-07-03 13:22:19 Economics Investment Fidelity Investments Defined contribution plan United States corporate law United States securities law Christopher Cox Corporate crime U.S. Securities and Exchange Commission Financial economics
504	Economic Research and Analysis The economic analysis program provides the technical and analytical support necessary to understand and evaluate the economic effects of Commission regulatory policy, including the costs a Add to Reading List Source URL: www.sec.gov Language: English - Date: 2000-09-08 09:47:16 Financial markets Investment Algorithmic trading Mathematical finance Short Financial adviser Tax U.S. Securities and Exchange Commission Christopher Cox Finance Financial economics Business
505	International Affairs The SEC operates in a global marketplace. The Office of International Affairs works to protect U.S. markets and investors by encouraging international regulatory and enforcement cooperation, negoti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2001-08-13 15:07:33 Financial system International Organization of Securities Commissions U.S. Securities and Exchange Commission Financial markets Securities Commission International Financial Reporting Standards Capital market Securities fraud Christopher Cox Financial regulation Finance Business
506	Comment on S7[removed]from Denise L. Nappier, Treasurer, State of Connecticut, Hartford, Connecticut; September 4, 2008 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-05 16:17:30 Financial services Bonds Collective investment schemes Nationally recognized statistical rating organization Christopher Cox Money market fund Mutual fund Bond credit rating U.S. Securities and Exchange Commission Financial economics Investment Funds
507	Dear Ms. Perry / Lewis: Regarding my requests for rulemaking on the disclosure of institutional soft dollar brokerage costs and universal transparency of the uses of institutional client’s* brokerage commission dollars Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-18 11:54:12 Financial economics Soft dollar Money U.S. Securities and Exchange Commission Investment Christopher Cox Financial adviser Securities Exchange Act Investor Protection and Securities Reform Act Finance Business United States securities law
508	Christopher M. Capone, CFA Executive Vice President & Chief Financial Officer March 16, 2011 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-17 13:36:47 Financial regulation Finance Stock market New Deal Securities Securities Act Rule 144A Shelf registration Security United States securities law Financial economics United States Securities and Exchange Commission
509	RNYMFTTON DIN I IVlEl^lAsrN Christopher M.Kearns Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-29 09:28:40 Investment Finance American depositary receipt Corporate finance Depositary receipt The Bank of New York Mellon U.S. Securities and Exchange Commission Stock Institutional investor Financial economics Stock market Equity securities
510	Microsoft Word - NBPP Christian Adams July[removed]PR LSO.docx Add to Reading List Source URL: www.usccr.gov Language: English New Black Panther Party voter intimidation case United States Department of Justice United States presidential election Christopher Coates J. Christian Adams New Black Panther Party United States Commission on Civil Rights Peter Kirsanow Black Panther Politics of the United States Politics United States federal executive departments

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